Broker Check

SAM Account Management Fee Schedule

Investment Management Fee Schedule
For Advisory Accounts through LPL Financial

- Strategic Asset Management Accounts
- Optimum Market Portfolios
- Advisory Relationships


Aggregate Market Value*Annual Investment Management Fee
$25,000 - $99,9991.25%
$100,000 - $399,9991.20%
$400,000 - $999,9991.10%
$1,000,000 - $1,499,9991.00%
$1,500,000 - $1,999,9990.90%
$2,000,000 - $2,999,9990.80%
$3,000,000 - $4,999,9990.70%
$5,000,000+0.60%

Value Added Services


  • Review of financial situation - goals objectives, risk tolerance, time horizon, and restrictions
  • Comprehensive Financial Planning
  • Monthly Statements and Quarterly Performance Reports
  • Development Investment policy statement
  • Retirement Planning
  • Education Planning
  • Estate Planning
  • Tax Planning Strategies
  • Medicaid Planning
  • Annual/Semi-Annual Client Reviews
  • Asset Allocation
  • Manager search process and selection
  • On-going monitoring of client's portfolio and money managers according to their investment policy statement
  • Insurance Analysis
  • Portfolio Analysis and Optimization
  • Educational Client Workshops
  • Intergeneration Wealth Transfers
  • Qualified Plan Beneficiary Planning
  • Market Update via Email
  • Coordinate Network of Attorneys and Accountants
  • On-line access to investment account

*percentage of assets under management